Intermediate Courses Level

Asia Financial Markets Compliance Certificate (AFMCC)

The focus of the Asia Financial Markets Compliance & Legal Certificate (AFMCLC) is to provide the essential knowledge required to become a successful professional in COMPLIANCE related roles in the Asian financial markets. (Note that prerequisites apply to this course)

Course information

What you will get from this course

This is an intermediate level course designed to provide the essential knowledge required to become a successful professional in compliance related roles in the Asian financial markets.


The AFMCLC is suitable for:


  • Intermediate-level staff: those who have been in financial markets for some time and now looking to understand compliance issues and roles in more depth.
  • Graduates of the Asia Financial Markets Foundation Certificate (AFMFC) in the early stages of their career and looking to explore compliance issues and roles in more depth.
  • Employees of financial market-related firms who wish to fill knowledge gaps due to a “siloed” or role specific career path to date, or simply to prove themselves against an industry-developed course.

Topics will likely include an overview of compliance & legal, regulatory relationships, fiduciary obligations, policies, AML and CTF, regulatory reporting, sanctions, tax, and key emerging compliance issues in Asian financial markets.



Course Details

Level
Intermediate Courses
Requirement
Foundation Level course or Firm Certification (TBA)
Date
Launching March 2023 approx.
Lessons
Multiple lessons plus Certificate
Location
Online learning via ASIFMA's learning platform
Language
English
Enrollment fees
TBA

Benefits

24/7 access on ASIFMA's portal so you can learn at your own pace

Certificate on completion.

SYLLABUS

TBA

FORMAT

Online learning via ASIFMA's learning platform

ACCREDITATION AND CERTIFICATION

TBA